NATIVISTIC MOVEMENTS By RALPH LINTON
AT THE time that the centennial meeting of the American Ethnological Society was planned, the writer was invited to contribute a paper on nativistic movements in North America. When he attempted to prepare this it soon became evident that there was a need for a systematic analysis of nativistic phenomena in general. Although the Social Science Research Council’s Committee on Acculturation1 had made some progress in this direction much remained to be done. The present paper is an attempt to provide such a systematic analysis and is presented in the hope that its formulations may be modified and expanded by further research.
The first difficulty encountered in the study of nativistic movements was that of delimiting the field. The term “nativistic” has been loosely applied to a rather wide range of phenomena, resembling in this respect many other terms employed by the social sciences. For the writer to determine arbitrarily which of several established usages is to be considered correct and which incorrect is not only presumptuous but also one of the surest ways to promote misunderstanding of the theoretical contributions he hopes to make. The only satisfactory definition under such circumstances is one based upon the common denominators of the meanings which have come to be attached to the term through usage. With this as a guide, we may define a nativistic movement as, “Any conscious, organized attempt on the part of a society’s members to revive or perpetuate selected aspects of its culture.”
Like all definitions, the above requires amplification to make its implications clear. Its crux lies in the phrase “conscious, organized effort.” All societies seek to perpetuate their own cultures, but they usually do this unconsciously and as a part of the normal processes of individual training and socialization. Conscious, organized efforts to perpetuate a culture can arise only when a society becomes conscious that there are cultures other than its own and that the existence of its own culture is threatened. Such consciousness, in turn, is a by-product of close and continuous contact with other societies; an acculturation phenomenon under the definition developed by the above mentioned committee.2
The phrase “selected aspects of its culture” also requires elaboration. Nativistic movements concern themselves with particular elements of culture, never with cultures as wholes. This generalization holds true whether we re-
-gard cultures as continuums of long duration or follow the usual ethnographic practice of applying the term “a culture” to the content of such a continuum at a particular point in time. The avowed purpose of a nativistic movement may be either to revive the past culture or to perpetuate the current one, but it never really attempts to do either. Any attempt to revive a past phase of culture in its entirety is immediately blocked by the recognition that this phase was, in certain respects, inferior to the present one and by the incompatibility of certain past culture patterns with current conditions. Even the current phase of a culture is never satisfactory at all points and also includes a multitude of elements which seem too trivial to deserve deliberate perpetuation. What really happens in all nativistic movements is that certain current or remembered elements of culture are selected for emphasis and given symbolic value. The more distinctive such elements are with respect to other cultures with which the society is in contact, the greater their potential value as symbols of the society’s unique character.
The main considerations involved in this selective process seem to be those of distinctiveness and of the practicability of reviving or perpetuating the element under current conditions. Thus the Ghost Dance laid great stress on the revival of such distinctive elements of Indian culture as games and ceremonial observances, elements which could be revived under agency conditions. At the same time it allowed its adherents to continue the use of cloth, guns, kettles and other objects of European manufacture which were obviously superior to their aboriginal equivalents. In fact, in many cases the converts were assured that when the dead returned and the whites were swept away, the houses, cattle and other valuable property of the whites would remain for the Indians to inherit.
All the phenomena to which the term nativistic has been applied have in common these factors of selection of culture elements and deliberate, conscious effort to perpetuate such elements. However, they differ so widely in other respects that they cannot be understood without further analysis. At the outset it is necessary to distinguish between those forms of nativism which involve an attempt to revive extinct or at least moribund elements of culture and those which merely seek to perpetuate current ones. For convenience we will refer to the first of these forms as revivalistic nativism, to the second as perpetuative nativism. These two forms are not completely exclusive. Thus a revivalistic nativistic movement will be almost certain to include in its selection of elements some of those which are current in the culture although derived from its past. Conversely a perpetuative nativistic movement may include elements which had been consciously revived at an earlier date. However, the emphases of these two forms are distinct. The revivalistic type of nativism can be illustrated by such movements as the Celtic revival in Ireland, with its emphasis on the medieval Irish tradition in literature and its attempt to revive a mori-
-bund national language. The perpetuative type of nativism can be illustrated by the conditions existing in some of the Rio Grande Pueblos or in, various Indian groups in Guatemala. Such groups are only vaguely conscious of their past culture and make no attempts to revive it, but they have developed elaborate and conscious techniques for the perpetuation of selected aspects of their current culture and are unalterably opposed to assimilation into the alien society which surrounds them.
There is a further necessity for distinguishing between what we may call magical nativism and rational nativism. It may well be questioned whether any sort of nativistic movement can be regarded as genuinely rational, since all such movements are, to some extent, unrealistic, but at least the movements of the latter order appear rational by contrast with those of the former.
Magical nativistic movements are often spectacular and always troublesome to administrators, facts which explain why they have received so much attention from anthropologists. Such movements are comparable in many respects to the Messianic movements which have arisen in many societies in times of stress. They usually originate with some individual who assumes the role of prophet and is accepted by the people because they wish to believe. They always lean heavily on the supernatural and usually embody apocalyptic and millennial aspects. In such movements moribund elements of culture are not revived for their own sake or in anticipation of practical advantages from the element themselves. Their revival is part of a magical formula designed to modify the society’s environment in ways which will be favorable to it. The selection of elements from the past culture as tools for magical manipulation is easily explainable on the basis of their psychological associations. The society’s members feel that by behaving as the ancestors did they will, in some usually undefined way, help to recreate the total situation in which the ancestors lived. Perhaps it would be more accurate to say that they are attempting to recreate those aspects of the ancestral situation which appear desirable in retrospect.
Such magical nativistic movements seem to differ from ordinary messianic and millennial movements in only two respects. In the nativistic movements the anticipated millennium is modeled directly on the past, usually with certain additions and modifications, and the symbols which are magically manipulated to bring it about are more or less familiar elements of culture to which new meanings have been attached. In non-nativistic messianic movements, the millennial condition is represented as something new and unique and the symbols manipulated to bring it about tend to be new and unfamiliar. Even in these respects the differences are none too clear. New elements of culture often emerge in connection with magical nativistic movements, as in the case of the distinctive Ghost Dance art. Conversely, messianic movements may lean heavily upon the familiar symbolism of the culture, as in the case of most
Christian cults of this type. The basic feature of both messianic cults and magical nativistic movements is that they represent frankly irrational flights from reality. Their differences relate only to the ways in which such flights are implemented and are, from the point of view of their functions, matters of minor importance.
What we have chosen to call rational nativistic movements are a phenomenon of a quite different sort. While such movements resemble the magical ones in their conscious effort to revive or perpetuate selected elements of culture, they have different motivations. What these are can be understood more readily if we reintroduce at this point the distinction previously made between revivalistic and perpetuative nativistic movements. Rational revivalistic nativistic movements are, almost without exception, associated with frustrating situations and are primarily attempts to compensate for the frustrations of the society’s members. The elements revived become symbols of a period when the society was free or, in retrospect, happy or great. Their usage is not magical but psychological. By keeping the past in mind, such elements help to reestablish and maintain the self respect of the group’s members in the face of adverse conditions. Rational perpetuative nativistic movements, on the other hand, find their main function in the maintenance of social solidarity. The elements selected for perpetuation become symbols of the society’s existence as a unique entity. They provide the society’s members with a fund of common knowledge and experience which is exclusively their own and which sets them off from the members of other societies. In both types of rational nativistic movement the culture elements selected for symbolic use are chosen realistically and with regard to the possibility of perpetuating them under current conditions.
It must be emphasized that the four forms of nativistic movement just discussed are not absolutes. Purely revivalistic or perpetuative, magical or rational movements form a very small minority of the observed cases. However, these forms represent the polar positions of series within which all or nearly all nativistic movements can be placed. Moreover, it will usually be found that a given nativistic movement lies much closer to one end of such a scale than to the other if it is analysed in terms of the criteria used to establish the polar positions. If we combine the polar positions in the two series, the result is a fourfold typology of nativistic movements, as follows:
Forms 1, 2, and 4 in this typology recur with great frequency, while form 3 is so rare that the writer has been unable to find any clearly recognizable example of it. The reason for this probably lies in the conditions which are usually responsible for magical nativistic movements. The inception of such movements
can be traced almost without exception to conditions of extreme hardship or at least extreme dissatisfaction with the status quo. Since the current culture is associated with such conditions and has failed to ameliorate them, magical efficacy in modifying these conditions can scarcely be ascribed to any of its elements. Nevertheless, a perpetuative-magical movement might very well arise in the case of a society which currently occupies an advantageous position but sees itself threatened with an imminent loss of that position. It is highly probable that if we could canvass the whole range of nativistic movements examples of this type could be found.
An understanding of the various contact situations in which nativistic movements may arise is quite as necessary for the study of these phenomena as is a typology of such movements. There have been many cases of contact in which they have not arisen at all. The reasons for this seem to be so variable and in many cases so obscure that nothing like a satisfactory analysis is possible. The most that we can say is that nativistic movements are unlikely to arise in situations where both societies are satisfied with their current relationship, or where societies which find themselves at a disadvantage can see that their condition is improving. However, such movements may always be initiated by particular individuals or groups who stand to gain by them and, if the prestige of such initiators is high enough, may achieve considerable followings even when there has been little previous dissatisfaction.
Although the immediate causes of nativistic movements are highly variable, most of them have as a common denominator a situation of inequality between the societies in contact. Such inequalities may derive either from the attitudes of the societies involved or from actual situations of dominance and submission. In order to understand the motives for nativistic movements the distinction between these two sources of inequality must be kept clearly in mind. Inequality based on attitudes of superiority and inferiority may exist in the absence of real dominance, although situations of dominance seem to be uniformly accompanied by the development of such attitudes. As regards attitudes of superiority and inferiority, two situations may exist. Each of the groups involved in the contact may consider itself superior or one group may consider itself superior with the other acquiescing in its own inferiority. There seem to be no cases in which each of the groups involved in a contact considers itself inferior. The nearest approach to such a condition is the recognition of mixed inferiority and superiority, i.e., the members of each group regard their own culture as superior in certain respects and inferior in others. Such a condition is especially favorable to the processes of culture exchange and ultimate assimilation of the two groups. It rarely if ever results in the development of nativistic movements.
The type of situation in which each society considers itself superior is well illustrated by the relations between Mexicans and Indians in our own South-
west. In this case factors of practical dominance are ruled out by the presence of a third group, the Anglo-American, which dominates Indian and Mexican alike. Although the two subject groups are in close contact, each of them feels that any assimilation would involve a loss of prestige. The transfer of individuals from one social-cultural continuum to the other is met by equal resistance on both sides and the processes of assimilation never have a chance to get under way. Under such circumstances the life of each of the societies involved becomes a perpetuative-rational nativistic movement. Each group is conscious of its own culture and consciously seeks to perpetuate its distinctive elements. At the same time this consciousness of difference is devoid of envy or frustration and produces no friction. The members of each group pursue their own goals with the aid of their own techniques and, although the situation does not preclude economic rivalries, witness the constant quarrels over water rights, it does preclude social rivalries. It seems that the establishment of such attitudes of mutual social exclusiveness, without hatred or dominance, provides the soundest basis for organizing symbiotic relationships between societies and should be encouraged in all cases where the attitudes of one or both of the groups in contact preclude assimilation.
Contact situations comparable to that just discussed are not infrequent but they seem to be less common than those in which both groups agree on the superiority of one of the parties. It must be repeated that such attitudes are not necessarily linked with conditions of actual dominance. Thus the Japanese during the early period of European contact acquiesced in the European’s estimate of his own superiority and borrowed European culture elements indiscriminately although maintaining national independence. Again, the disunited German states of the eighteenth century acknowledged the superiority of French culture and were eager for French approval even when no political factors were involved.
When two groups stand in such a mutually recognized relationship of superiority and inferiority, but with no factors of actual dominance involved, the contact will rarely if ever give rise to nativistic movements of the magical type. The relationship cannot produce the extreme stresses which drive the members of a society into such flights from reality. On the other hand, the contact may well give rise to rational nativistic movements, but these will rarely if ever appear during the early contact period. At first the superior group is usually so sure of its position that it feels no reluctance toward borrowing convenient elements from the culture of the inferior one. Conversely, the inferior group borrows eagerly from the superior one and looks forward to full equality with it as soon as the cultural differences have been obliterated. During this period impecunious members of the superior group are likely to turn their prestige to practical advantage by marrying rich members of the inferior one and, for a time, genuine assimilation appears to be under way. In such a
situation the nativistic trends will normally appear first in the group, superior which is naturally jealous of its prestige. The movements inaugurated will generally be of the perpetuative-rational type, designed to maintain the status quo, and will include increasing reluctance to borrow elements of culture from the inferior group and the increase of social discrimination against its members and those of the superior group who consort with them.
When such a nativistic movement gets well under way in the superior group, there will usually be a nativistic response from the inferior one. Finding themselves frustrated in their desire for equality, with or without actual assimilation, the inferiors will develop their own nativistic movements, acting on the well known sour grapes principle. However, these movements will be of the revivalistic-rational rather than the perpetuative-rational type. The culture elements selected for emphasis will tend to be drawn from the past rather than the present, since the attitudes of the superior group toward the current culture will have done much to devaluate it. In general, symbolic values will be attached, by preference, to culture elements which were already on the wane at the time of the first contact with the superior group, thus embodying in the movement a denial that the culture of the other group ever was considered superior.
We have already said that attitudes of superiority and inferiority seem to be present in all cases of contact involving actual dominance. Combining these two sets of factors we get the following possible situations for contact groups:
These situations assume agreement on the part of the groups involved not only with respect to dominance, readily demonstrable, but also with respect to attitudes. The frequent lack of such agreement makes it necessary to add a fifth situation, that in which the dominant and dominated group each considers itself superior. The other possible combinations, those involving attitudes of inferiority on the part of both dominant and dominated and those involving attitudes of mixed inferiority and superiority on both sides, may be ruled out from the present discussion. The first of these possible combinations simply does not occur. The second occurs rather frequently but, as in the cases where it occurs without domination, normally results in assimilation rather than the production of nativistic movements.
The idea that nativistic movements may arise in dominant as well as dominated groups appears strange to us since most of our experience of such movements comes from the contact of Europeans with native peoples. However, we must not forget that Europeans have occupied a singularly favored position in such contacts. Even where the European settles permanently among a
native population, he remains a mere outlier of white society and, thanks to modern means of transportation and communication, can keep close touch with the parent body. This parent body is shielded from contact and assimilation and is thus able to send out to its colonial ruling groups constant increments of individuals who are culturally unmixed. Moreover, the technological superiority of European culture has, until recently, rendered the dominance of colonial groups secure. The nativism of Europeans has, therefore, been largely unconscious and entirely of the perpetuative-rational type. It has manifested itself in such things as the practice of sending children back to Europe to be educated or the Englishman’s insistence on dressing for dinner even when alone in a remote outpost of empire. Most dominant groups have been less fortunate. They have found themselves threatened, from the moment of their accession to power, not only by foreign invasion or domestic revolt but also by the insidious processes of assimilation which might, in the long run, destroy their distinctive powers and privileges. This threat was especially menacing when, as in most of the pre-machine age empires, the dominant and dominated groups differed little if at all in physical type. Among such rulers the frustrations which motivate nativistic movements in inferior or dominated groups were replaced by anxieties which produced very much the same results.
Returning to the contact situations previously tabulated, we find that dominant-superior groups tend to initiate perpetuative-rational nativism as soon as they achieve power and to adhere to them with varying intensity as long as they remain in power. Thus the various groups of nomad invaders who conquered China all attempted to maintain much of their distinctive culture and at the height of their power they issued repressive measures directed not only against the Chinese but also against those of their own group who had begun to adopt Chinese culture.3 It seems probable that revivalist-rational forms of nativism will not arise in a dominant-superior group, at least as regards elements of culture which were moribund at the time of their accession to power, although this form of nativism might develop with respect to culture elements which had fallen into neglect during the period of power. It seems possible also that, under conditions of extreme threat, some form of brief revivalist-magical nativism might arise in such a group, but information that might verify these conjectures is lacking.
The situation in which a dominant group acknowledges its cultural inferiority to the dominated is one which must arise very infrequently. However, examples of it are provided by such cases as that of the Goths at the time of their conquest of Italy. Such a group immediately finds itself caught on the horns of a dilemma. It can remove its feelings of inferiority only by undergoing cultural if not social assimilation with the conquered society, while such as-
-similation is almost certain to cost it its dominant position. It seems probable that such a society might develop nativistic movements either when its desire for cultural assimilation with the conquered was frustrated or when it found its dominant position seriously threatened, but again information is lacking.
There is abundant information on nativistic movements among dominated groups and in discussing these we stand on firm ground. A dominated group which considers itself superior will normally develop patterns of rational nativism from the moment that it is brought under domination. These patterns may be either revivalist or perpetuative but are most likely to be a combination of both. One of the commonest rationalizations for loss of a dominant position is that it is due to a society’s failure to adhere closely enough to its distinctive culture patterns. Very often such nativism will acquire a semi-magical quality founded on the belief that if the group will only stand firm and maintain its individuality it will once again become dominant. Fully developed magical-revivalist nativism is also very likely to appear in groups of this sort since to the actual deprivations entailed by subjection there are added the frustrations involved by loss of dominance. These frustrations are somewhat mitigated in the cases where the dominant group recognizes the superiority of the dominated group’s culture. Such attitudes strengthen the rational nativistic tendencies of the dominated group and diminish the probabilities for magical-revivalist nativism of the more extreme type. Lastly, in cases where the dominant group concurs with the dominated in considering certain aspects of the latter’s culture superior but will not grant the superiority of the culture as a whole, this attitude will stimulate the dominated group to focus attention upon such aspects of its culture and endow them with added symbolic value.
A dominated group which considers itself inferior, a condition common among societies of low culture which have recently been brought under European domination, is extremely unlikely to develop any sort of rational nativism during the early period of its subjection. It may, however, develop nativism of the revivalist-magical type if it is subjected to sufficient hardships. The threshold of suffering at which such movements may develop will vary greatly from group to group and will be influenced not only by the degree of hardship but also by the society’s patterns of reliance upon the supernatural. A devout society will turn to nativism of this sort long before a skeptical one will. If the hardships arising from subjection are not extreme, the inferior group will usually show great eagerness to assume the culture of the dominant society, this eagerness being accompanied by a devaluation of everything pertaining to its own. Nativistic movements tend to arise only when the members of the subject society find that their assumption of the culture of the dominant group is being effectively opposed by it, or that it is not improving their social position. The movements which originate under these circumstances are prac-
-tically always rational with a combination of revivalist and perpetuative elements. In this respect they resemble the nativistic movements which originate in inferior groups which are not subject to domination and there can be little doubt that the primary causes are the same in both cases. These movements are a response to frustration rather than hardship and would not arise if the higher group were willing to assimilate the lower one.
Rational nativistic movements can readily be converted into mechanisms for aggression. Since the dominated society has been frustrated in its earlier desires to become acculturated and to achieve social equality, it can frustrate the dominant society in turn by refusing to accept even those elements of culture which the dominant group is eager to share with it. Dominated societies which have acquired these attitudes and developed conscious techniques for preventing further acculturation present one of the most difficult problems for administrators. Passive resistance requires much less energy than any of the techniques needed to break it down, especially if the culture patterns of the dominant group preclude the use of forcible methods.
One final aspect of nativistic movements remains to be considered. The generalizations so far developed have been based upon the hypothesis that societies are homogeneous and react as wholes to contact situations. Very frequently this is not the case, especially in societies which have a well developed class organization. In such societies nativistic tendencies will be strongest in those classes or individuals who occupy a favored position and who feel this position threatened by culture change. This factor may produce a split in the society, the favored individuals or groups indulging in a rational nativism, either revivalistic or perpetuative, while those in less favored positions are eager for assimilation. This condition can be observed in many immigrant groups in America where individuals who enjoyed high status in the old European society attempt to perpetuate the patterns of that society while those who were of low status do their best to become Americanized.
In a rapidly shrinking world the study of nativistic movements, as of acculturation in general, has ceased to be a matter of purely academic interest. As contacts between societies become more frequent and more general, the need for an understanding of the potentialities of such contact situations becomes more urgent. The troubles which they usually involve can be traced, with few exceptions, to two factors: exploitation and frustration. The first of these is the easier to deal with and may well disappear with the spread of modern science and techniques to all parts of the world. The second is more difficult to deal with since its removal entails fundamental changes in attitudes of superiority and inferiority. Without these there would be no bar to the assimilation of societies in contact situations or to the final creation of a world society. However, this seems to be one of those millennial visions mentioned elsewhere in this report. Failing assimilation, the happiest situation which can arise out
of the contact of two societies seems to be that in which each society is firmly convinced of its own superiority. Rational revivalistic or perpetuative nativistic movements are the best mechanism which has so far been developed for establishing these attitudes in groups whose members suffer from feelings of inferiority. It would appear, therefore, that they should be encouraged rather than discouraged.
NEW YORK, N. Y.
Professor Linton has not only given us an illuminating analysis of the conditions under which nativistic movements among primitive peoples have been observed; his conceptualization of the problem offers a program for a much more systematic study and comparison of such movements than has been heretofore attempted. The social functions of these movements in particular need careful study. Perhaps today under the impact of Nazi-Fascist ideology, implemented by armed force, those of us living in the democracies can better appreciate the situation in which primitive peoples have found themselves when their fundamental cultural values have been threatened. Viewed in the broadest terms, the attempts on the part of any group to “revive or perpetuate the society’s distinctive culture” is not, after all, such a far cry from the reaction to the threat that menaces a large sector of western civilization today. In America we are finding fresh virtues in Democracy and there are more and more vigorous assertions of the values of our way of life being expressed in various ways. Potentially, this trend has some of the same elements and performs some of the same functions as the nativistic movements that Professor Linton has treated in his able paper.
A. IRVING HALLOWELL
UNIVERSITY OF PENNSYLVANIA
———-end of page 240———-
1. R. Redfield, R. Linton, M. J. Herskovits, “A Memorandum for the Study of Acculturation” (American Anthropologist 38, 1935), pp. 149-152.
2. “Acculturation comprehends those phenomena which result when groups of individuals having different cultures come into continuous first-hand contact, with subsequent changes in the original culture patterns of either or both groups.” Redfield, etc., op. cit.
3. Karl A. Wittfogel and C. S. Feng, History of Chinese Society, Liao, ms.